金融监管

挑战和需求
只有受到监管的企业才能在丹麦提供投资服务,例如股票经纪人公司。证券发行的市场营销是接受监管的。同样,直接和间接营销集体投资计划的某些部分,如信托投资(UCITS),需要在丹麦金融监督管理局注册。因此,当在丹麦设立金融机构或服务/产品时,监管事宜发挥了重要作用。侵犯适用的法律可能被征收“指控和羞辱”的罚款、撤销股票经纪公司的牌照,或撤销信托投资的批准。

我们可以怎样帮助
我们在建立股票经纪公司并为其提供咨询服务有着丰富的经验,我们还善于为投资顾问和集体投资计划提供咨询服务,包括信托投资计划(UCITS),我们同时对适用的立法和实践有透彻的了解。此外,我们与丹麦监督管理委员会及其他机关建立了密切的工作关系,通过这种联系,我们已经洞察了他们的内部程序,我们的客户包括丹麦的外资的金融机构。

我们的法律咨询服务包括但不限于
• 建立新的金融机构和投资顾问,例如:外国股票经纪的执照申请和登记
• 投资服务活动
• 跨国服务公司和外国股票经纪分支机构的设立
• 集体投资计划的直接和间接市场营销(包括信托投资计划和非信托投资计划)包括他们在丹麦的注册。
• 证券交易活动的监管

排名

Chambers Europe Rating 2018
-  Capital Markets

What the team is known for Noted for its work on IPOs, securitisation and regulatory matters. Acts on behalf of corporates and financial institutions on compliance work, share buy-backs and public tender offers. VP Securities is among the latest client wins for this department.

Strengths Clients praise the "high quality of work," adding that the team "knows the market and our business approach. The lawyers offer very good client service and are always available."

A further source recommends the group's "excellent service, timeliness and round-the-clock availability."

Work highlights Guided Expedit on the DKK125 million public tender offer made by Wanzl for Expedit.

Advised 3i and Layout Bidco on their DKK1.5 billion public to private takeover of BoConcept.

Significant Clients Danske Bank, UBS, Jyske Bank, BEC, Blackstone.

Notable practitioners
Steen Jensen advises clients on ECM transactions, including passporting and takeovers. He recently assisted Exiqon with its DKK1 billion public-to-private takeover by Oncotec.

David Moalem provides regulatory advice on capital markets-related matters. He assisted Lundbeck with the implementation of a new capital markets compliance set-up in light of the new EU Market Abuse Regulation. Clients say: "He gives very practical advice which we can easily implement and he provides very good service."

Chambers and Partners Europe, Capital Markets

Chambers - Firm Logo SH lille

Chambers Global Rating 2018
-  Capital Markets

Steen Jensen advises clients on ECM transactions, including passporting and takeovers. He recently assisted Exiqon with its DKK1 billion public-to-private takeover by Oncotec.

David Moalem provides regulatory advice on capital markets-related matters. He assisted Lundbeck with the implementation of a new capital markets compliance set-up in light of the new EU Market Abuse Regulation. Clients say: "He gives very practical advice which we can easily implement and he provides very good service."

Chambers and Partners Global, Capital Markets

IFLR1000 Rating 2016
-  Capital Markets

That deal was demonstrative of a general improvement in the capital markets in Denmark this year, which the team at Bech-Bruun was able to capitalise on. Other examples saw (Morten) Krogsgaard take the lead in acting for the PWT Group on the Danish law issues relating to PWT Holding’s placement of a kr300 million (€40 million) high-yield bond on the Nasdaq OMX Stockholm and in assisting SAS on the Danish aspects of its kr1.6 billion (€169 million) issuance of convertible bonds.

(...)

“A very competent and always in-touch full service provider,” is the way one general counsel describes the capital markets practice.

IFLR 1000, Capital Markets

Legal500 Rating 2018
-  Capital Markets

Bech-Bruun provides ‘very valuable advice’ as well as ‘excellent and professional service’. Practice head Morten Krogsgaard recently assisted DSV Miljø Group with a senior secured FRN bonds and the revolving facility agreement, while Steen Jensen advised Exiqon in a public to private takeover. David Moalem is praised for his ‘extremely quick answers’ and ‘business understanding’.

Legal 500, Capital markets

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