金融监管

挑战和需求
只有受到监管的企业才能在丹麦提供投资服务,例如股票经纪人公司。证券发行的市场营销是接受监管的。同样,直接和间接营销集体投资计划的某些部分,如信托投资(UCITS),需要在丹麦金融监督管理局注册。因此,当在丹麦设立金融机构或服务/产品时,监管事宜发挥了重要作用。侵犯适用的法律可能被征收“指控和羞辱”的罚款、撤销股票经纪公司的牌照,或撤销信托投资的批准。

我们可以怎样帮助
我们在建立股票经纪公司并为其提供咨询服务有着丰富的经验,我们还善于为投资顾问和集体投资计划提供咨询服务,包括信托投资计划(UCITS),我们同时对适用的立法和实践有透彻的了解。此外,我们与丹麦监督管理委员会及其他机关建立了密切的工作关系,通过这种联系,我们已经洞察了他们的内部程序,我们的客户包括丹麦的外资的金融机构。

我们的法律咨询服务包括但不限于
• 建立新的金融机构和投资顾问,例如:外国股票经纪的执照申请和登记
• 投资服务活动
• 跨国服务公司和外国股票经纪分支机构的设立
• 集体投资计划的直接和间接市场营销(包括信托投资计划和非信托投资计划)包括他们在丹麦的注册。
• 证券交易活动的监管

排名

Chambers Europe Rating 2016
-  Capital Markets

What the team is known for Noted for its work on IPOs, securitisation and regulatory matters. Acts on behalf of corporates and financial institutions on compliance work, share buy-backs and public tender offers. Represents clients in several sectors, including pharmaceuticals, technology and telecommunications. 

What's new? Lundbeck and BankInvest are among the firm's recent client wins.

Work highlights Assisted Bestseller with a DKK157 million public tender offer for all the share capital in Stylepit.

Advised several listed banks, including SEB, on Danish securities law related to a USD900 million restructuring of TORM, including the listing of 958 million shares through a scheme of arrangement.

Significant clients Jyske Bank, Exiqon, Carlsberg, William Demant, Maj Invest.

Notable practitioners
Steen Jensen is noted for his expertise in regulatory issues, de-listings and IPOs. He also advises clients on a range of transactional issues including mergers of listed companies and secondary offerings.

David Moalem is a "skilled" and active capital markets lawyer. He is well-known for his experience in regulatory aspects of capital markets, as well as public M&A, transactions and contentious compliance.

Chambers and Partners Europe, Capital Markets

Chambers - Firm Logo SH lille

Chambers Global Rating 2017
-  Capital Markets

Steen Jensen is noted for his expertise in regulatory issues, delistings and IPOs. He also advises clients on a range of transactional issues including mergers of listed companies and secondary offerings.

David Moalem is a "skilled" and active capital markets lawyer. He is well known for his experience in regulatory aspects of capital markets, as well as public M&A, transactions and contentious compliance.

Chambers and Partners Global, Capital Markets

IFLR1000 Rating 2016
-  Capital Markets

That deal was demonstrative of a general improvement in the capital markets in Denmark this year, which the team at Bech-Bruun was able to capitalise on. Other examples saw (Morten) Krogsgaard take the lead in acting for the PWT Group on the Danish law issues relating to PWT Holding’s placement of a kr300 million (€40 million) high-yield bond on the Nasdaq OMX Stockholm and in assisting SAS on the Danish aspects of its kr1.6 billion (€169 million) issuance of convertible bonds.

(...)

“A very competent and always in-touch full service provider,” is the way one general counsel describes the capital markets practice.

IFLR 1000, Capital Markets

Legal500 Rating 2017
-  Capital Markets

Headed by banking and finance partner Morten Krogsgaard, Bech-Bruun continues to be instructed on international and domestic regulatory matters. Steen Jensen advised 3i on a DKK1.5bn public-to-private takeover of BoConcept. David Moalem is recommended.

Legal 500, Capital markets

  • 哥本哈根

    Langelinie Allé 35
    2100 Copenhagen

  • 奥尔胡斯

    Værkmestergade 2
    8000 Aarhus C

  • 上海 - 中国代表处

    No.1440 Yan'an Middle Road, Suite 2H08
    Jing'an District <br> 200040 Shanghai, P.R. China

  •  +45 72270000
     +45 72270027
     info@bechbruun.com
    VAT number 38 53 80 71