Regulatoriske forhold

Vi er eksperter inden for:

  • Etablering af nye finansielle virksomheder, forsikringsformidlere og investeringsrådgivere, herunder ansøgning om tilladelser
  • Filialetablering og registrering af udenlandske fondsmæglere, forsikringsselskaber og forsikringsformidlere
  • Investeringsservice-aktiviteter
  • Direkte og indirekte markedsføring af kollektive investeringsordninger (UCITS), herunder registrering i Danmark
  • FAIF-lovgivningen, herunder markedsføring af danske og udenlandske (både EU og non-EU/EEA) AIF’er i Danmark og registrering af udenlandske forvaltere
  • Regulering af værdipapirhandelsaktiviteter, herunder god skik og MiFID-regle 
  • Forsikringsprodukter og distributionskanaler, herunder god skik og forsikringsaftaleret.
  • Etablering af nye finansielle virksomheder, herunder ansøgning om tilladelser

Hvordan kan vi hjælpe?
Vi rådgiver både danske og udenlandske finansielle virksomheder, herunder danske og udenlandske (EU og non-EU/EEA) forvaltere af AIF’er, fondsmæglerselskaber, investeringsrådgivere, investeringsforeninger (UCITS), AIF’ere, forsikringsselskaber og forsikringsformidlere.

Vi har indgående kendskab til både lovgivning og praksis og har mange års erfaring og gode samarbejdsrelationer med Finanstilsynet og andre myndigheder.

Udfordringer på området
Regulatoriske forhold spiller en stor rolle, når finansielle virksomheder ønsker at etablere sig eller at udbyde tjenester og produkter i Danmark. Kun regulerede virksomheder, som for eksempel banker, fondsmæglerselskaber, forsikringsselskaber og forsikringsformidlere, må udbyde finansielle tjenesteydelser, herunder investeringsservicetjenester, i Danmark.

Derudover er markedsføring og udbud af værdipapirer underlagt regulering, ligesom både direkte og indirekte markedsføring af visse andele i kollektive investeringsordninger, for eksempel investeringsforeninger (UCITS) og alternative investeringsfonde (AIF), kræver registrering hos Finanstilsynet.

Overtrædelse af lovgivningskravene kan medføre "naming and shaming", bødestraf og inddragelse af virksomhedens tilladelse eller godkendelse.

Emneord

Vores ratings

Chambers and partners

Chambers Europe Rating 2016
-  Capital Markets

What the team is known for Noted for its work on IPOs, securitisation and regulatory matters. Acts on behalf of corporates and financial institutions on compliance work, share buy-backs and public tender offers. Represents clients in several sectors, including pharmaceuticals, technology and telecommunications. 

What's new? Lundbeck and BankInvest are among the firm's recent client wins.

Work highlights Assisted Bestseller with a DKK157 million public tender offer for all the share capital in Stylepit.

Advised several listed banks, including SEB, on Danish securities law related to a USD900 million restructuring of TORM, including the listing of 958 million shares through a scheme of arrangement.

Significant clients Jyske Bank, Exiqon, Carlsberg, William Demant, Maj Invest.

Notable practitioners
Steen Jensen is noted for his expertise in regulatory issues, de-listings and IPOs. He also advises clients on a range of transactional issues including mergers of listed companies and secondary offerings.

David Moalem is a "skilled" and active capital markets lawyer. He is well-known for his experience in regulatory aspects of capital markets, as well as public M&A, transactions and contentious compliance.

Chambers and Partners Europe, Capital Markets

Chambers - Firm Logo SH lille

Chambers Global Rating 2017
-  Capital Markets

Steen Jensen is noted for his expertise in regulatory issues, delistings and IPOs. He also advises clients on a range of transactional issues including mergers of listed companies and secondary offerings.

David Moalem is a "skilled" and active capital markets lawyer. He is well known for his experience in regulatory aspects of capital markets, as well as public M&A, transactions and contentious compliance.

Chambers and Partners Global, Capital Markets

IFLR1000

IFLR1000 Rating 2016
-  Capital Markets

That deal was demonstrative of a general improvement in the capital markets in Denmark this year, which the team at Bech-Bruun was able to capitalise on. Other examples saw (Morten) Krogsgaard take the lead in acting for the PWT Group on the Danish law issues relating to PWT Holding’s placement of a kr300 million (€40 million) high-yield bond on the Nasdaq OMX Stockholm and in assisting SAS on the Danish aspects of its kr1.6 billion (€169 million) issuance of convertible bonds.

(...)

“A very competent and always in-touch full service provider,” is the way one general counsel describes the capital markets practice.

IFLR 1000, Capital Markets

Bech-Bruun Recommended by Legal500

Legal500 Rating 2017
-  Capital Markets

Headed by banking and finance partner Morten Krogsgaard, Bech-Bruun continues to be instructed on international and domestic regulatory matters. Steen Jensen advised 3i on a DKK1.5bn public-to-private takeover of BoConcept. David Moalem is recommended.

Legal 500, Capital markets

  • København

    Langelinie Allé 35
    2100 København Ø

  • Aarhus

    Værkmestergade 2
    8000 Aarhus C

  • Shanghai, repræsentationskontor

    No.1440 Yan'an Middle Road, Suite 2H08
    Jing'an District, 200040 Shanghai

  • Bech-Bruun Advokatpartnerselskab

    T +45 72270000
    F +45 72270027
    E info@bechbruun.com
    CVR-nummer 38 53 80 71
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